Shareholder Rights Directive II (SRD II) Disclosure

Under obligations arising from the revised Shareholder Rights Directive (EU 2017/828) (“SRD II”), a firm which trades shares on regulated and comparable markets is required to either develop and publicly disclose an engagement policy as prescribed in COBS 2.2B.6R or disclose a clear and reasoned explanation of why it has chosen not to do so.

Naya Capital Management UK Limited (“Naya”, “our”) has elected to disclose its engagement policy as set out below. Further, firms are also required to disclose on an annual basis how the engagement policy has been implemented in a way that meets the requirements in COBS 2.2B.7R. Naya will make its annual disclosure, alongside this engagement policy, on its website.


If you are dissatisfied with any aspect of the AIF management services provided to you by Naya, you may write to The Compliance Department, Naya Capital Management UK Limited, 5th Floor, 103 Mount Street, London, United Kingdom, W1K 2TJ or [email protected]. We take every complaint from customers seriously and your complaint will be handled in accordance with the relevant rules of the Financial Conduct Authority (“FCA”), which may differ depending upon your status. Naya has a written internal complaints handling policy, as required by the FCA rules. You can obtain a copy of this on request, and in the event you should have cause for complaint about the AIF management services which Naya provides, a copy of the policy will be sent to you. In the event we fail to resolve a complaint to your satisfaction, or if we fail to do so within eight weeks of receiving your complaint, you may be entitled to refer your complaint to the Financial Ombudsman Service at Exchange Tower, Harbour Exchange Square, London, E14 9SR. Telephone: 0800 023 4567 or at www.financial-ombudsman.org.uk

Market Soundings

Should you wish to carry out a market sounding, please first contact Naya Capital Compliance on: [email protected].

Alternatively, please call the main switchboard on +44 207 535 5160 and ask to be put through to Naya Capital’s Compliance team.

Download Links for Files

SRD II: Engagement Policy: PDF

SRD II – Implementation of Engagement Policy: PDF

Slavery and Human Trafficking Statement


MiFIDPRU 8 Disclosure


Stewardship Code


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Naya Capital Management UK Limited, incorporated in England and Wales. Company Number: 07775443. Registered office: 5th Floor, 103 Mount Street, London, United Kingdom, W1K 2TJ.